Compliance Analyst

Northreach Limited
United Kingdom
30 Sep 2017
05 Nov 2017
Contract Type
Full Time
Our client, a leading online trading provider, offering trading with Forex and CFDs on stocks, indices, precious metals and energy is currently seeking an experienced compliance professional with KYC and AML experience on a permanent basis to start ASAP. Eastern European Language skills are a must-have, preferable or at least one of the following languages: * Hungarian * Croatian * Latvian * Lithuanian * Romanian * Polish Key Responsibilities: * Checking and investigating PEP's and sanctions hits. * Reviewing and responding to provider bank KYC requests. * Conducting KYC refreshes of existing clients. Supporting audits of existing clients. * Conducting transaction monitoring. * Responding to ad hoc queries from the business regarding specialist compliance matters. Supporting regulatory applications. Maintaining current regulatory licences. * Proactively suggesting improvements to compliance policies and procedures. * Supporting data-protection compliance. * The identification and reporting of suspicious activity to relevant global financial intelligence units. * Proactively update the sales team with KYC progress that impacts the on-boarding process. Candidate Requirements: * At least 2 years experience in a compliance function within a FX/FCD provider * Excellent communication skills; written and oral * Attention to detail * Ability to develop new processes and implement them * Enthusiastic about the benefits of a positive compliance culture * Ability to work to deadlines and under pressure * Previous experience using GBG - Enhanced PEPs and Sanctions Screening System * Previous experience and knowledge of FX/CFD Stocks For more information on this vacancy, please contact James Prentice on ***********
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