Compliance Manager

Recruiter
Michael Page Banking and Financial Services
Location
United Kingdom
Salary
£60000 - £75000 per annum
Posted
30 Sep 2017
Closes
04 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Responsible for managing, maintaining and enhancing the Compliance Risk Management Framework - including but not limited to governance, compliance advisory, compliance training, reviewing financial promotions, reviewing new products and developing the compliance monitoring plan (CMP).

Client Details

An international Bank and Asset Manager.

Description

  • Responsibility for maintaining and developing the Compliance Risk Management Framework; and enhancing and embedding this into all areas.
  • Managing the compliance monitoring & testing programme;
  • Liaising with internal and external auditors to discuss the results of the Compliance Monitoring Testing programme
  • Advising the business on the impact of current regulation on proposed business
  • Advising the business on the impact of forthcoming regulation; creating action plans to implement new such regulation; reporting on progress towards implementation.
  • To design and deliver Compliance Workshops across all Compliance areas (excluding Financial Crime).
  • Enhancing and developing Key Risk Indicators.
  • To review Compliance Reporting and improve /develop further where required.
  • Maintaining and reporting meaningful management information.
  • Ensure compliance with FCA / PRA rules.

Profile

Someone with both banking & asset management experience in compliance.

MiFID II knowledge is highly desireable too.

Job Offer

A brilliant opportunity.


This job was originally posted as www.totaljobs.com/job/76262214