Compliance File Reviewer
Compliance File Reviewer : Newcastle upon Tyne : to £30,000 basic
Your new company
One of the fastest growing financial advisory firms in the UK now has, due to expansion, the opportunity for an experienced compliance file checker.
Your new role
Checking files provided by the advisers ensuring all regulatory compliance requirements are met, liaising with the advisers, providing feedback and action required.
What you'll need to succeed
Minimum Level 4 Diploma, previous experience of compliance checking within regulated financial services, good knowledge of investments, pensions, protection.
What you'll get in return
Employed role offering a competitive basic salary and excellent prospects for career development.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.
This job was originally posted as www.totaljobs.com/job/76662857