Compliance Officer

Cavendish House Recruitment LLP
£25k - £32k plus benefits
03 Oct 2017
04 Nov 2017
Contract Type
Full Time
Job title: Compliance Officer Location: Warrington Salary: £25k - £32k plus benefits Sector: FS/Banking Job type: Permanent Reference: MC/19393 The Role: Reporting to Group Compliance & Training Manager this newly created role will monitor and maintain regulatory compliance for specialist finance arrangements. You will be responsible for collecting and co-ordinating internal compliance data and ensuring adherence to all internal controls. Further responsibilities include. - Ensure full FCA and ICO compliance - Monitor and assess T&C & report as necessary - Assist Group Compliance & Training Manager with projects and implementation - Investigate complaints and communicating with the ombudsman when required - Liaise with stakeholders to ensure full compliance is maintained - Communicating company policy - Provide monthly compliance reports - Approving Financial Promotions - Maintaining registers - Monitoring processes The Company: We are working exclusively with an award winning specialist lending packager of equipment and vehicle finance. The Benefits: £25k - £32k plus good benefits package The Person: - c2 years Financial Services compliance experience (second charge mortgages/secured lending would be advantageous) - Experience of dealing with and resolving complex problems - Able to communicate with people at all levels of the business - Sound understanding of the regulatory bodies governing lending sector - Ability to analyse and interpret regulatory documentation - Attention to detail and strong record keeping skills
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