Compliance Officer

cer Financial
United Kingdom
up to £40,000
28 Sep 2017
03 Nov 2017
Contract Type
Full Time
Our client, a fast-growing foreign exchange boutique based in London, are urgently seeking a Compliance Officer with a strong compliance knowledge, to join their teams on a permanent basis. If you have the relevant experience then please contact Darren Winter straight away. Responsibilities of the Compliance Officer will include but not limited to: - Supporting in the audit process conducted by the bank and other regulatory bodies - Actively partaking in training new and experienced staff about the compliance policies - Assist the business and MLRO in all compliance associated matters. - Handling the end-to-end on-boarding progression for Private, Corporate clients and introducers - Monitoring variations to UK regulatory landscape and assist in updating our policy and procedures in line with these changes - Managing ongoing monitoring of all our active clients and screening all transactions against Sanctions and PEP checks (via online portals) - Assisting in the formation and maintenance of Anti -Money Laundering controls and compliance monitoring program - Accountable for proper record keeping and dealing with ad-hoc requirements from clients and internal teams What you need to be our clients next Compliance Officer: - A pledge to Compliance and the desire to take professional qualifications - Preference for a compliance generalist with a core focus in onboarding and monitoring work - A working information of FCA and AML regulations, where understanding expected in 4MLD and PSD2. - Numerate with the aptitude to communicate plainly and professionally
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