Operational Risk and Compliance Manager - Treasury

Outsource UK Ltd
United Kingdom
£480.00 - £530.00 per annum
30 Sep 2017
03 Nov 2017
Contract Type
Full Time

Operational Risk and Compliance Manager - Treasury

We are seeking an Operational Risk and Compliance Manager to work on in the Treasury function of this banking client. Will be covering regulatory change therefore experience of PRA/FCA regulations. This is an initial 6 month contract with an option to extend based in London.

Daily Rate: £480- 530.00

Main Duties and Responsibilities:

Operational Risk and Compliance Manager

  • Key objective of the role is to develop, drive and deliver a comprehensive operational risk and compliance risk assessment, monitoring and testing regime.
  • Lead on day to day management of the controls landscape, their effectiveness and testing.
  • From knowledge of the business provide insight to the other members of areas to consider from an operational risk and compliance perspective in processes and controls
  • Ensuring adherence to policy, standards and methodologies appropriate to the business and provide management and measurement of operational risk, regulatory risk, and conduct and compliance risk through detailed assessment.
  • The role requires strong business/commercial operational risk skills. Excellent organisational skills with the ability to deliver to deadlines.
  • Regulatory change - assess impact and implement new regulation requirement relevant to GCT
  • Perform CRAF (Compliance Risk Assessment Framework) on FCA Handbook and PRA Rulebook
  • Deliver ring-fencing operation risk management through regular and ad-hoc business level impact assessments, and complete gap analysis for the business and the team; implement required changes and monitor progress.
  • Forming effective working relationships with teams, working in partnership with them and others as required
  • Orchestrate and drive delivery of operational risk 1st line surveillance, investigate issues and advise and document accordingly
  • Complete risk and control assessments
  • Develop and execute a plan for control testing and presentation of the state of control environment to both the Leadership Team and 2nd and 3rd line risk and audit functions.
  • Assist with embedding of other Group Policies.
  • Produce ad hoc reports, papers and presentations to a range of internal/external audiences for use by the Treasurer as and when required, e.g. Control matters for the Group Finance Director, Audit Committee etc.

Skills required:

  • Operational Risk / risk and control assessment and control testing experience Compliance and regulation experience
  • Demonstrate up to date knowledge of the PRA / FCA requirements, relevant policy developments and awareness of global regulatory developments
  • Knowledge of corporate treasury and complex products, securitisations, capital issuance and hedging structures - capital markets
  • Part/full professional qualification or aptitude to achieve one
  • Good communicator
  • Good PowerPoint/Excel skills, ability to understand a complex business and implement a good control framework

Please note that the successful candidate must be prepared to undergo credit vetting if successful.

Please apply online, any questions please call Alison Miles on 01793 438526. Do you know anyone who might be looking for a new role? You could benefit from our candidate referral scheme. Contact me on the above contact details for more information.

Outsource. Our People. Your Success.

Outsource UK is one of the country's largest and most successful independent recruitment consultancies, specialising in the IT, Digital, Financial Services and Engineering sectors.

We recruit talented people for contract and permanent opportunities, offer a consultative approach and have a reputation for providing a superior service to both clients and candidates.

The business focuses on building long lasting relationships based on reliability and trust. We do this by hiring and retaining a great team of recruitment consultants who listen and understand our client's and candidate's needs.

Please visit our website www.outsource-uk.co.uk

This job was originally posted as www.totaljobs.com/job/76198171