Compliance Manager

Recruiter
Keillar Resourcing Ltd
Location
Harpenden
Salary
Circa £50,000, but dependent on experience
Posted
25 Sep 2017
Closes
03 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Regional Chartered Financial Planning firm with an emphasis on providing high quality professional financial advice, planning and guidance to families, widows, divorcees, retirees, trusts, powers of attorney, business owners and professionals. They have always put clients needs at the forefront of everything they do, and offering lifetime cash flow analysis to help our clients achieve a balance between life, money and society. Overview: - Overseeing all compliance functions within the firm including completion of appropriate FCA returns and overseeing the client advice process. - Planning and organising and maintaining the smooth running of office systems and processes including the use of the Adviser Office back office system, Truth software, Fastrack, the client portal, Office 365, Citrix hosting and general IT. Proactively implementing any changes or improvements to these systems. The role requires someone with a number of years experience in financial services, with good knowledge of the industry and the legislative changes that have occurred over the years, coupled with an attention to detail and use of Microsoft Office. #compliance #operations #financialservices # wealthmanagement #CF10 #CF11
This job was originally posted as www.jobsite.co.uk/job/959106388