Investment Banking Regulatory Control Analysts

Recruiter
Willow Resourcing Ltd.
Location
Birmingham
Salary
£30k - £38k + bonus + excellent benefits
Posted
25 Sep 2017
Closes
03 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
2 Regulatory Control Analysts are required by a global investment bank to assist with the implementation and review of controls around regulatory data and to investigate any breaks etc. Key responsibilities of the role include - Assessing and delivering control functions to achieve regulatory compliance in accordance to global regulations - Providing Reconcile Regulatory transaction reports with the Regulatory Classification data - Retrieving adherence for any newly active clients that do not have an adherence - Sending daily notification to sales & business managers of any actively trading non-compliant accounts - Monitoring the inbox and make any regulatory classification updates/ sales person updates - Distributing fortnightly Management Information Systems (MIS) on outstanding non-compliant accounts You will either have a regulatory background within the banking sector or will have experience in trade operations with a good working knowledge of the trade lifecycle and financial products (ideally derivatives). Strong analytical skills are essential including strong knowledge of MS Excel, whilst excellent communication skills are also a prerequisite for the role.
This job was originally posted as www.jobsite.co.uk/job/959100391