Investment Banking Compliance Analyst

Recruiter
Willow Resourcing Ltd.
Location
Birmingham
Salary
£25k - £40k + bonus + excellent benefits
Posted
25 Sep 2017
Closes
03 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
A Compliance Analyst is required by a global investment bank to investigate any potential market conduct suspicious activity. The role can be recruited at either Analyst or Associate level but candidates must have previous investment banking experience. As a member of a small team you will analyse and investigate client information and trade data information in regards to market conduct. You will also undertake investigations into market conduct breaches within the Bank's client community, including investigating suspicious trading activity. Other responsibilities of the role include - Investigating and collating relevant data in order to respond to Financial Conduct Authority (FCA) and other regulatory enquiries - Investigating and collating relevant data in order to respond to internal enquiries relating to potential compliance risks, such as market abuse - Attending team meetings, and preparing relevant management information - Having In depth risk based reviews of specific compliance topics as directed by the London Regulatory Enquiries and Investigations (REI) team You will be a graduate with some previous Investment Banking experience. You may already have some compliance experience or perhaps have a background in trade operations and be looking to move into compliance (any experience of cash equities would be advantageous but is not essential). You will be a graduate with some previous Investment Banking experience. You may already have some compliance experience or perhaps have a background in trade operations and be looking to move into compliance (any experience of cash equities would be advantageous but is not essential). You will ideally have a good understanding of the FCA handbook and any knowledge of the Code of Market Conduct would be beneficial. Strong analytical and communication skills are essential as is real enthusiasm to build a successful career within compliance. Please only apply for this role if you have investment banking experience. Strong analytical and communication skills are essential as is real enthusiasm to build a successful career within compliance. Please only apply for this role if you have investment banking experience.
This job was originally posted as www.jobsite.co.uk/job/959094835