Full time Compliance Consultant to work based from home but visiting clients on a daily basis.
The position will involve file checking, answering client compliance queries, reviewing and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.
You will visit clients at their offices generally from Monday – Thursday 9/9.30 to 4/4.30pm. Clients are based throughout the UK so will mean travelling by train and car. This may involve nights away in hotels, however our existing consultants rarely need to do this. You would also be required to work from home or our office to conduct client work; this depends on the specific contract. Friday’s will be an admin day which again can be at home or our office.
The ideal candidate MUST have had experience of checking IFA files, and also either at diploma level or on the way and happy to study for this.
3% pension contribution
4x life cover
25 days holiday plus bank holidays
MUST HAVE FILE CHECKING EXPERIENCE & BE AT DIPLOMA LEVEL
This job was originally posted as www.totaljobs.com/job/75989391