Portfolio Compliance Analyst

Advantage Resourcing Company
United Kingdom
£251 - £380 per day
30 Sep 2017
03 Nov 2017
Contract Type
Full Time

This Top Tier Asset Management firm is looking for a Compliance Operations Analyst to join their team. This individual will cover a variety of functions ranging from implementing controls and processes to ensure they are portfolio compliant. Relating to trading and investments including post trade compliance, mutual fund monitoring and reporting, global syndicate offering review and threshold reporting.

Responsibilities include but are not limited to:

  • On-boarding activities (extracting, analysing and coding)
  • Monitoring client, regulatory and internal investment guidelines on the firm's system for EMEA based clients and funds
  • Liasing with other departments across the firm including, Portfolio On-boarding, Portfolio Management, Trading, Operations and Legal & Compliance
  • Pre-trade violation investigation and investment restriction overrides
  • Post-trade violation investigation & resolution
  • Account coding, investigation of coding issues and coding reviews
  • Process and system enhancements

    The successful candidate is likely to have:

  • Experience of working in the investment management industry
  • Investment product knowledge is preferred
  • Ability to facilitate compromise between conflicting requirements or points of view
  • Experience of using system Aladdin *desirable*
  • If you are interested in the role and feel you are suitable please submit your CV.

    Advantage Resourcing is a service driven recruitment consultancy.
    This job was originally posted as www.totaljobs.com/job/75976849