Company Overview: Our Financial Services client is a forward-thinking and confident UK-wide independent financial advisory business. They specialise in all aspects of savings, investments and retirement planning and have an opportunity for a Para planner/Technical Analyst
Job Outline: Responsible for providing support to a team of advisers and dealing with clients. This encompasses the processing and management of client documentation. To provide efficient and effective administrative, technical, research and report writing support.
Qualifications and Experience
Candidates must be from a whole of market IFA background (rather than tied agent/network) and ideally be Diploma qualified, although experience is far more important.
Level 4 diploma qualificationPrinciple Objectives and Responsibilities including the following, other objectives may be assigned:Key responsibilities:
Provide analysis, detailed research of funds and providers, report writing and product recommendations for presentation to clients and/or reports for sending to clients
Provide all advice within a strict ethical and compliance framework and under guidance from the Head of Risk Management
Provide technical support and back up to Sales Consultants and the Sales Support function
Complete portfolio reviews and rebalancing requests
Deal with client and insurer queries to completion via the telephone or in writing.
Ensure that quality assessments (peer review) have been carried out, evidenced and signed off accordingly.
Ensure Intelligent Office is kept up to date with clients and portfolio details as necessary and required
To ensure that personal level of authority and responsibility is clearly delineated. This should incorporate a full understanding of procedures and their relevance together with any changes in Compliance and/or the financial services marketplace as required from time to time.
Commit to continuous personal development and retain supporting records for inspection upon request by the Head of Risk Management.
Manage own workflow position and provide updates on of the Head of Risk Management
This job was originally posted as www.totaljobs.com/job/75781505