Compliance Manager

Recruiter
Mark James Search
Location
Basingstoke
Salary
£40000 - £50000 per annum + + Employee Benefits
Posted
05 Oct 2017
Closes
02 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Our client, a specialist lending business, based in Basingstoke, are currently recruiting for a Compliance Manager to join the team. You will need to have experience in consumer lending, preferably in an unsecured, personal loan environment.

Responsibilities

  • To provide compliance expertise to the business.
  • Introduce, recommend and maintain compliance policies, procedures and regulations.
  • Carry out proactive regular reviews as part of an agreed monitoring program.
  • Deal with (a small amount of) customer complaints.
  • Ensure business always compliant by meeting FCA expectations and obligations.
  • Identify areas of weakness and recommend improvements.
  • Keep up to date with all relevant industry knowledge, FCA requirements, legal, risk and compliance policies, procedures and regulations.
  • Provide relevant advice, guidance and expertise.
  • Act as first point of contact for advertising, marketing and operations compliance.
  • Maintain financial promotions database.

Requirements

  • A good understanding of CONC and FCA regulations in a financial services environment.
  • Ability to communicate at all levels across the business both in writing and verbally.
  • Competent MS Office user.
  • Ability to suggest alternatives against objectives
  • Must be a consumer credit compliance professional.

Our client offers an excellent employee benefits and career progression opportunities.

This is a full-time permanent position working 37.5 hours, Monday-Friday.

Please apply online to be considered.


This job was originally posted as www.totaljobs.com/job/76731328