Conduct Risk Manager, Hove, 6 months, Pensions, Regulatory

03 Oct 2017
02 Nov 2017
Contract Type
Full Time
Conduct Risk Manager, Hove, 6 months, Pensions, Regulatory Change Major Insurance Client is looking to appoint an Experience Conduct Risk Manager to work on a companywide change project within the Pensions Space. Having recent direct experience in this world and type of project will be essential in driving this piece of work forward. The role is to manage the provision of independent conduct risk advice and guidance the business. The job holder will deliver effective 2nd line challenge to their approach to managing their risks, to ensure that the conduct risk framework, policies and processes are embedded. Key Responsibilities 1 Provide conduct risk advice and guidance on new projects, products, propositions, services and other initiatives 2 Set and manage the framework for providing 2nd line oversight of conduct risk matters within the business unit 3 Provide advice and guidance to the business on regulatory change, including preparing responses and inputting to lobbying proposals, to ensure early awareness of initiatives and effective identification and management of new and changing conduct risks. 4 Develop and maintain effective and close working relationships with the relevant business areas and the Group Conduct Risk team to ensure effective co-ordination of resources and responsibilities so that all material conduct risks are identified and managed within agreed risk appetite. 5 Provide feedback on the effectiveness of the conduct risk management framework and input to the conduct risk monitoring universe to ensure a consistent approach to the setting, managing and assessment of conduct risk across the business. 6 Maintain up-to-date knowledge of conduct risk requirements, industry best practice and developments, sharing knowledge with the business 7 Deputise for Head of Conduct Risk as required and escalate issues as appropriate. 8 Manage, motivate and develop employees at all levels, in a manner that is consistent with the company's policies and procedures, to maximise the performance of the area. Skills, Knowledge and Experience required Knowledge is required of: * Strong regulatory knowledge and experience of the FCA rules and practical application with a particular focus on the current developments in the retirement income market. * Awareness of clients industry position and financial services products in the retirement market place. * Knowledge of the principles of operational risk management, especially in relation to regulatory and customer focused risks * Extensive experience in financial services * Experience interpreting and applying regulatory rules to practical scenarios and helping to devise compliant, commercially acceptable solutions. * Providing technical compliance and risk advice and guidance * Influencing at all levels and effective management of issues If you wish to apply for the above position, please call me on [Phone number removed] or email on martin.boulton @ Please be advised if you haven't heard from us within 24 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly. Pontoon is a global HR outsourcing company specializing in improving an organization's talent. We manage the contingent workforce and statement of work resources on behalf of our clients, as well as source and recruit direct hires. Pontoon's approach results in significant cost savings and revenue improvement, increased worker quality, workforce insight and greater regulatory compliance. A division of Adecco with operations in nearly 100 countries and with more than 1,500 colleagues worldwide, the Jacksonville, Florida-based organization delivers solutions to more than 150 industry-leading companies.
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