Compliance Officer

Stellar Select Limited
28 Sep 2017
02 Nov 2017
Contract Type
Full Time
We have a new vacancy for a Compliance Officer based in Petersfield in Hampshire with a financial services business. Responsibilities for the role of Compliance Officer - Conduct Thematic Reviews required in line with the Compliance Monitoring Plan - Undertake feedback meetings on audit results to all levels - Conduct compliance audits against prescribed company procedures required in line with the Compliance Monitoring Plan - Undertake reviews of departmental 1st line audits required in line with the Compliance Monitoring Plan - Ensure that all Statutory Documents are issued in line with regulatory obligations. - Responsible for supporting the delivery of the Compliance Monitoring Plan and ensuring the monitoring activities are completed in line with the plan. - Support line managers in the design, operation and improvement of the 1st line audit activities - Ensuring that any actions identified from the audit processes are logged and followed up. - Provision of support for Line Managers on regulatory Compliance matters. - Monitor compliance to company policy and procedures. - Other support to the Risk and Compliance function as required Experience required for the role of Compliance Officer - Good analytical skills - Excellent Microsoft Office (including Word and Excel) skills - Ability to create and manage relationships across the business at all levels - Audit or process review experience - Work scheduling and planning experience - Experience of working in a regulated environment ideally within financial services Salary: Confirmed on application plus benefits Location: Petersfield, Hampshire For more information regarding the role of Compliance Officer please do not hesitate to contact us Stellar Select is acting as an employment agency and is a corporate member of the REC Due to a high volume of applications, we will only contact you if your application has been successful. We aim to contact all successful contacts within two business days
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