Compliance Officer

Recruiter
Stellar Select Limited
Location
Petersfield
Posted
28 Sep 2017
Closes
02 Nov 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
We have a new vacancy for a Compliance Officer based in Petersfield in Hampshire with a financial services business. Responsibilities for the role of Compliance Officer - Conduct Thematic Reviews required in line with the Compliance Monitoring Plan - Undertake feedback meetings on audit results to all levels - Conduct compliance audits against prescribed company procedures required in line with the Compliance Monitoring Plan - Undertake reviews of departmental 1st line audits required in line with the Compliance Monitoring Plan - Ensure that all Statutory Documents are issued in line with regulatory obligations. - Responsible for supporting the delivery of the Compliance Monitoring Plan and ensuring the monitoring activities are completed in line with the plan. - Support line managers in the design, operation and improvement of the 1st line audit activities - Ensuring that any actions identified from the audit processes are logged and followed up. - Provision of support for Line Managers on regulatory Compliance matters. - Monitor compliance to company policy and procedures. - Other support to the Risk and Compliance function as required Experience required for the role of Compliance Officer - Good analytical skills - Excellent Microsoft Office (including Word and Excel) skills - Ability to create and manage relationships across the business at all levels - Audit or process review experience - Work scheduling and planning experience - Experience of working in a regulated environment ideally within financial services Salary: Confirmed on application plus benefits Location: Petersfield, Hampshire For more information regarding the role of Compliance Officer please do not hesitate to contact us Stellar Select is acting as an employment agency and is a corporate member of the REC Due to a high volume of applications, we will only contact you if your application has been successful. We aim to contact all successful contacts within two business days
This job was originally posted as www.jobsite.co.uk/job/959209887