Graduate Compliance Analyst

Morris Jane Associates Ltd
London, South East England
23 Jul 2017
22 Aug 2017
Contract Type
Full Time

A leading UK Wealth Manager (£14bn AUM) are seeking a Graduate Compliance Analyst to join there London office. The successful candidate will assist the Head of Compliance with the Senior Managers and Certification Regime (SMCR) regulation.

  • Help build the SMR responsibilities framework
  • Help build the reasonable steps framework for the entire firm
  • Help refine the technology by which reasonable steps area are evidenced
  • Help ensure that the necessary documentation is in place for the final SMR submission
  • Ensure that the internal reasonable steps framework is embedded
  • Streamline the responsibility and reasonable steps frameworks wherever possible
  • Ensure that the responsibility and reasonable steps frameworks remain compliant
  • Help with, and monitor, the certification process
  • Monitor embedding of the Conduct Rules

Qualifications & Experience:

  • Graduate
  • Financial services experience

Knowledge and Skills:

  • Articulate and diplomatic
  • Collaborative and 'can-do’ attitude
  • Methodical and organised
  • Self-starter
  • Strong attention to detail
  • Strong written and report writing skills
  • Resilient and calm under pressure
  • Strong IT and technical skills (Microsoft suite)
  • Candidates should be able to work to deadlines, displaying tenacity