Compliance Assurance Officer

1 day left

Recruiter
Spencer Edwards
Location
Bradford District
Salary
£25000 to £32000 per annum
Posted
23 Jul 2017
Closes
22 Aug 2017
Sector
Engineering
Contract Type
Permanent
Hours
Full Time
Here's a great opportunity to join a growing financial services team as a Compliance Officer. Youll be responsible for: Undertaking compliance monitoring reviews in accordance with the Compliance Monitoring Plan to assess adherence to regulations and internal policies. Producing quality reports, to support the review findings and any remedial action. Ensure all findings are appropriately communicated, agreed and implemented. Building and maintaining an effective communication network across the business so that colleagues are fully engaged in the activity. Ensuring prompt escalation of issues to the Compliance management team and that they are correctly logged. Providing practical advice to colleagues regarding regulatory compliance matters and promoting best practice. Proactively keeping up-to-date with any regulatory changes and, ensuring changes are captured within policy and process. Actively raise awareness of Compliance within the business, by positively articulating the function and promoting our FAIR principles through the management of Conduct Risk, Providing support and cover for Financial Crime monitoring and reporting procedures Supporting the delivery of ad hoc compliance activities as required by the Compliance management team. Requirements Compliance Assurance and/or Quality Monitoring experience Strong understanding of industry regulations, in particular, TCF/Conduct Risk requirements Stakeholder engagement experience Excellent communication skills, both written and verbal Advertised through Zoek Advertised through Zoek 42935.