Senior Compliance Advice Officer
1 day left
- Full Time
Risk Business Partner Salary: to 45,000 + benefits Location: Leeds, West Yorkshire An exciting opportunity has a risen within a forward thinking and rapidly growing financial services firm in West Yorkshire as they seek a Compliance Advice Officer to join their ambitious team. ,Providing commercially aware and timely advice and guidance to all business functions ,Monitoring and interpreting regulatory changes, horizon planning, proactively monitoring regulatory changes, identifying how changes can be applied and advising the business at all levels ,Conducting policy reviews and challenging documentation from a regulatory and conduct risk perspective ,Working with and educating other departments and teams to ensure effective systems and controls are maintained to deliver appropriate customer outcomes in line with risk appetite and regulatory requirements ,Providing sign off to ensure all appropriate marketing materials, outputs, media and documentation produced by the first line are approved in line with regulatory requirements To be successful in this role youll need to be a strong communicator and effective influencer, happy to collaborate with other teams and drive forward best practice. You will have financial services experience in interpreting regulatory requirements, maintaining effective relationships with key business stakeholders and have substantial working knowledge of the FCAs Handbook and approach to regulation. Desirable Skills & Experience: ICA Compliance Diploma Qualified to degree level If you think this role would suit you or would like further details, please contact the team at Spencer Edwards on ##### ######or apply with your CV to #####@######.### We are an Equal Opportunities and Age Positive Employer and are acting as an Employment Agency in relation to this vacancy. Advertised through Zoek Advertised through Zoek 42935.