Compliance Analyst

Huxley Associates
City of Westminster
£50000 - £60000 per annum + competitive benefits
23 Jul 2017
22 Aug 2017
Contract Type
Full Time
A Compliance Analyst is required for a bank based in London. As the Compliance Analyst, you will be required to work closely with Compliance Officer who provide daytoday advice on the FCAs authorisation processes. The team are responsible of mitigating conduct risk that can come with entities that operate outside their typical financial service licences. This can be on a global level and a national level. Key responsibilities: Advising different business areas on FCA applications & notifications. Driving efficiencies for the authorisations and permissions team (globally and UK). Carrying out checks on licence data to ensure data integrity and mitigate any conduct risk. With this position focusing on authorisations and permissions, there is a lot of project involvement with MIFID II. Existing knowledge with MIFID II will be desirable. This position will see you engaging and advising senior management, sometimes right the way up to the board, so you will need to be someone comfortable engaging at all levels of seniority. This is an excellent opportunity for someone with 35 years compliance experience that wants to work for a big bank that has exceptional career prospects for the future. If you are interested in this position and would like further details, please reply with an up to date version of your CV or call Pritesh Chudasama on ##### ######for a confidential conversation. Sthree UK is acting as an Employment Agency in relation to this vacancy. Advertised through Zoek Advertised through Zoek 42935.