Compliance Associate - Exchange Traded Derivatives
2 days left
- Full Time
A well established clearing house servicing clients around the globe, is currently seeking an experienced Compliance Associate to join their team. Experience of working within a compliance team in an Exchange Traded Derivatives environment is essential (not OTC).
The role will work closely with the Head of Compliance on all compliance matters including monitoring, advisory and policies and procedures as well as regulatory reporting. It will also support the CRO/MLRO with AML matters.
Please quote (40918) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.