Senior Compliance Consultant - Wealth Management Compliance Experience Required - Ref: 3335C
1 day left
- Full Time
We are recruiting for a leading compliance consultancy firm seeking a senior consultant to join their growing firm. Varied duties will include;
• Providing project based services and solutions to Wealth Management firms covering a range of regulatory themes and remedial/implementation projects
• Manage the ongoing compliance monitoring of investment managers and portfolio managers
• Assist on a variety of special compliance projects and thematic reviews.
• Complete various client facing tasks, office visits and file reviews
The successful candidate must have gained at least three or four years compliance experience as an in-house Compliance officer or at a Wealth Management firm. NB There are no specific business development requirements with this role.
For further information or a confidential no obligation discussion, please feel free to call Chris Clarke or send your details to him.
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.