Compliance Manager

1 day left

Recruiter
Robert Walters
Location
Wolverhampton, West Midlands
Salary
38000.0000
Posted
20 Jul 2017
Closes
19 Aug 2017
Contract Type
Permanent
Hours
Full Time

Robert Walters is currently seeking a Compliance Manager to join a growing Financial Services business based in Wolverhampton, West Midlands. You will deliver a high quality monitoring programme, and provide advice and guidance to the business in relation to new and existing regulation.

Reporting in to the Senior Compliance Manager, you will ensure that you understand, maintain an awareness of and comply with regulatory requirements, risk management policies and behave in a competent and ethical manner in line with workplace culture, values and 'Treating Customers Fairly' principles.

Key Responsibilities:

  • Understand and comply with the organisation's risk management and other policies as they relate to your area of responsibility and demonstrate putting customers at the heart of everything you do
  • Support the development of the compliance culture of the organisation by ensuring the servicing and origination platforms policies meet with financial regulation
  • Support development of the clients compliance policy manual and support policy and procedures
  • Assist in the design, implementation and maintenance of an annual compliance monitoring programme
  • Monitor and report on the business' compliance with financial regulation

The Compliance Manager will ideally be CeMap certified and have experience of regulatory and legislative requirements associated with originating and servicing mortgage assets. You will be experienced around secured loans and embedding the principle of Treating Customers Fairly into operational areas. You will have up to date knowledge of relevant PRA and FCA requirements and regulatory framework and CCA requirements.

This is an excellent opportunity in The West Midlands. Please apply now, or for further information, please contact Kayte Short at