Head of Compliance (CF10/11)

Recruiter
Communicate Recruitment Solutions LTD
Location
Central London, London
Salary
90000.0000
Posted
20 Jul 2017
Closes
19 Aug 2017
Contract Type
Permanent
Hours
Full Time

I’m currently working with a fast paced financial services group. They specialise in wealth management for retail customers and have been paving the way in the introduction of technological to the sector. In a short time frame they now have an impressive total AUM and are projected to double this over the next 12 months. This role requires a dynamic individual that can operate in a cutting edge environment.

Duties

  • Assume the CF10 and CF11 responsibilities
  • Modernise the firms approach to compliance
  • Implement an appropriate compliance monitoring philosophy and methodology
  • Work alongside risk and operations
  • Manage a small team

Requirements

  • Experience within in the Wealth Management space
  • Strong understanding of MiFID II
  • Preferably experience holding the controlled functions
  • University Education
  • Compliance or Legal qualifications