Head of Compliance (CF10/11)

1 day left

Recruiter
Communicate Recruitment Solutions LTD
Location
Central London, London
Salary
90000.0000
Posted
20 Jul 2017
Closes
19 Aug 2017
Contract Type
Permanent
Hours
Full Time

I’m currently working with a fast paced financial services group. They specialise in wealth management for retail customers and have been paving the way in the introduction of technological to the sector. In a short time frame they now have an impressive total AUM and are projected to double this over the next 12 months. This role requires a dynamic individual that can operate in a cutting edge environment.

Duties

  • Assume the CF10 and CF11 responsibilities
  • Modernise the firms approach to compliance
  • Implement an appropriate compliance monitoring philosophy and methodology
  • Work alongside risk and operations
  • Manage a small team

Requirements

  • Experience within in the Wealth Management space
  • Strong understanding of MiFID II
  • Preferably experience holding the controlled functions
  • University Education
  • Compliance or Legal qualifications