Investment Management Compliance Officer

Venn Group
City of London, London
17 Jul 2017
16 Aug 2017
Contract Type
Full Time

Investment Management Compliance Officer

A prestigious investment management firm is looking for an experienced and "hands on" Compliance Officer to assist the Head of Compliance in everyday duties. Knowledge of AIFMD, UCITS is essential and previous experience with Charles River will be an advantage.

Underpinning this role is the performance of various monitoring tests in line with the firms` Compliance Monitoring Programme. You will also need to maintain the highest standards of confidentiality, overseeing the upkeep of compliance logs and registers. Previous exposure to drafting and maintaining compliance policies is also necessary.

This role requires a knowledgebase of security and instrument types, proficiency in reviewing fund documentation, as well as FATCA/CRS knowledge.

This is a diverse opportunity to work in tight-knit compliance department, and correspond with counterparties in the US, at a renowned firm.

If you are interested in this fantastic opportunity, or similar positions, please contact Alex Folkard on or email your CV to:

The specialists in professional temporary recruitment

Venn Group is an equal opportunities employment business and employment agency and welcomes applications from all candidates.