Compliance Officer

Exchange Street Financial Services
Bristol, Avon
17 Jul 2017
15 Aug 2017
Contract Type
Full Time

Our client is a highly regarded and award winning national wealth management organisation. As part of its ongoing commitment to ensuring that the highest quality of advice is given to their high net worth client base, it is currently seeking to recruit a file checker into its Bristol office.

Successful applicants will have demonstrable experience of regulatory support and guidance in relation to file reviews within the financial planning market and be qualified to diploma status. In addition, applicants should have strong communication, organisation and problem solving skills. Business carried out by the firm is largely focused on retirement/pension and investment/tax planning so it is vital that candidates have first-class technical skills in these areas.

The role offers an attractive salary, a bonus scheme (paying c5-10% of salary) and an extensive benefits package (including 10% pension contribution, PHI, childcare vouchers, car parking etc.) along with the opportunity to work within a forward thinking organisation that truly values their employees.