Compliance & T&C Manager
Exchange Street are currently working with an independent family office who are looking to recruit an experienced Compliance Manager to work within their City based practice.
Responsibilities will primarily involve the monitoring and management of risks and the development of systems and controls to provide assurances to all key stakeholders. You will also be responsible for conducting risk based business reviews, processing FCA applications and keeping abreast of industry and regulatory changes and ensuring appropriate action is taken.
To be considered applicants will be Diploma Qualified and have experience of working within a compliance capacity in a similar environment. In return the role offers an attractive basic salary and benefits. This is a fantastic opportunity to join an organisation that offers a genuinely supportive and friendly team environment.