Head of Risk and Compliance

IDEX Consulting Ltd
London, South East England
10 Jul 2017
08 Aug 2017
Contract Type
Full Time

Head of Risk and Compliance London

  • To support the CRO in developing and directing the Governance, Risk, Compliance and Control Frameworks of the Group
  • To ensure regulatory requirements are understood and controls designed and implemented to deliver good customer outcomes in line with the Group's risk appetite
  • To lead and develop the wider Risk and Compliance team and deputise for the CRO as required
  • Developing, proposing and implementing the Group regulatory compliance strategy
  • Supporting the development of an Enterprise Risk Management Framework to ensure timely identification, measurement, mitigation and monitoring of key risks to the Group
  • Supporting the developing and implementation of core Group Policies required to mitigate conduct, compliance and commercial risks
  • Horizon scanning to anticipate regulatory changes and interpret and advise on consequential changes required to processes, systems, reporting and controls
  • Provision of technical / regulatory expertise and advice to other members of the Risk and Compliance team and business colleagues, in areas including but not limited to
    • Areas of particular regulatory focus or concern
    • New business initiatives
    • Projects or programmes including systems implementations
    • M&A activity
  • Management of day to day contact with the FCA, promoting good relations
  • Establishment and delivery of appropriate compliance, conduct and risk management reporting to Executive Committees and Boards / Board Committees to ensure effective action oriented oversight

Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.