German speaking Compliance Assistant

Recruiter
Anonymous
Location
London, South East England
Salary
22000.0000
Posted
10 Jul 2017
Closes
08 Aug 2017
Contract Type
Permanent
Hours
Full Time

Due to the growth of our company, we are seeking a Compliance Assistant with FX/CFDs experience to join the Compliance Department to assist with monitoring and compliance oversight and the implementation of Compliance Risk related projects. Ability to speak German is preferred.

Main Responsibilities:

  • KYC and AML reviews and file checks
  • Undertaking compliance monitoring reviews
  • Delivering compliance training to the business
  • Reviewing and maintaining compliance records, company retention documents, employee training programmes and compliance registers.
  • Escalated Complaint handling
  • Financial promotions review and sign off, including social media and company website
  • Take responsibility for assisting, preparing and reviewing staff compliance training
  • Assisting with internal reports and reporting any suspicious activity or transaction to the National Crime Agency (NCA)

Skills and Competencies:

  • Previous experience in a CFD / FX environment working with retail clients
  • Highly developed interpersonal and communication skills,
  • Proactivity, autonomy, self-starter attitude.
  • Ability to listen and excellent sense of service.