Compliance Officer

Recruiter
MW APPOINTMENTS
Location
Stevenage
Salary
£40000.00 - £45000.00 per annum
Posted
07 Jul 2017
Closes
06 Aug 2017
Contract Type
Permanent
Hours
Full Time
COMPLIANCE MANAGER c£45k
A vacancy has arisen for our clients based in Stevenage for an experienced Compliance Manager.
The duties will involve relaying and implementing processes, Debate and explain a coherent way as to why the processes and procedures should be adhered to. Understanding of FCA regulations, Management of regulatory requirements of the company and its Appointed Representatives including setting up, monitoring, maintaining adequate and appropriate systems and controls to ensure regulatory compliance. Working within the company's compliance plan to ensure it is managed in accordance with the company's objectives. Providing advice and as necessary management of any parts of the FCA Compliance Plan preparing reports as required. Providing staff advice, training and support as necessary to ensure adherence with the company's Compliance Procedures Manual. Make decisions and work in a team of 3 staff.

MW Appointments is acting as an Employment Agency in relation to this vacancy.