Compliance Officer

ITC Compliance
Emersons Green, Avon
07 Jul 2017
06 Aug 2017
Contract Type
Full Time

Established in 2003, ITC Compliance has grown to be one of the UK’s largest independent Financial Conduct Authority General Insurance & Consumer Credit Networks; supporting the regulatory needs of over 2000 secondary insurance intermediary and consumer credit outlets across the UK. Helping them continue to lead the way in retail compliance from their Bristol office - is a fantastic team of people. With competitive salaries, they enjoy a great working environment. Add to this continuing professional development and excellent training to help you fulfill your career potential and it’s easy to see why this company leads the way in what is a rapidly expanding and diverse market sector. Due to expansion we require an additional Compliance Officer where your duties will include:

  • website reviews
  • financial promotions checks
  • complaints handling
  • product reviews (insurance and consumer credit)
  • creating training modules
  • call monitoring providing advice to stakeholders on insurance and consumer credit related matters

Critical Competencies:

  • ability to manage own workload
  • ensure work is completed within FCA regulatory requirements
  • TCF focused
  • ability to identify risk and manage actions identified
  • possess attention to detail
  • provide excellent customer service with a professional manner
  • highly motivated

FCA Regulatory experience is essential, ideally within the insurance or consumer credit sector. Desirable attributes would include knowledge of ICOBS, SUP, SYSC, CONC, APER, TCF

Regulatory qualifications such as CII, FPC, CeMAP etc would also be advantageous

This role would suit an individual who has at least two years compliance related experience.

In addition to a competitive salary, the role also benefits from flexi-time, health insurance and pension contribution (subject to qualifying criteria)

Job Type: Full-time, Mon-Fri