Compliance Manager

Recruiter
Gi Group
Location
Warrington
Salary
£30000 - £40000/annum pension, holidays
Posted
07 Jul 2017
Closes
05 Aug 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Our client is looking for someone to support the Compliance Helpline and Technical Services Team in the provision of advice to member firms as well as contributing to the production of compliance technical development and maintenance of appropriate procedures and guidance for members.

You will.

1/Assist member firms undertake FCA Reporting requirements e.g. Authorisation, RMAR review, Connect etc.

2/Assist with the preparation, analysis, development and utilisation of operational reports in relation to the provision of compliance support services .

3/Undertake ad hoc consultancy visits and audits as required

4/Pro-actively identify issues / guidance needed for members and colleagues through website and other relevant publications.

5/ Be aware of the impact of regulatory risk on the business and report any risks to line manager.

6/Assist with the development and update of compliance guidance material.

You will ideally come from an insurance back ground, this is an excellent opportunity to join a national growing company