Compliance Officer - Investment Management

Recruiter
Prime Personnel
Location
City of London, London
Salary
50000.0000
Posted
18 Jun 2017
Closes
18 Jul 2017
Contract Type
Permanent
Hours
Full Time

A prestigious Investment management house is seeking a dynamic individual to join its Compliance team. Your duties will be varied to include:

  • Assisting with providing guidance on regulatory/compliance requirements
  • Assisting with preparing investment management agreements/contracts
  • Monitoring compliance issues - e.g. daily reports re breaches
  • Monitor counterparty/broker documentation
  • Liaising with Regulators and legal
  • Attending risk/compliance committees

Your experience must include:

  • Extensive proven relevant compliance experience gained within investment management or international banking
  • Strong knowledge of relevant regulations and compliance monitoring gained within investment management or international banking