Compliance Manager

JCW Search Ltd
£65000 - £90000/annum
17 Jun 2017
17 Jul 2017
Contract Type
Full Time
Experienced Required:

* Bachelor's Degree or other Professional Qualification in Management, Banking or Finance, preferably with certification in compliance, or AML.
* Relevant experience preferably with working experience in Banking sector, and good knowledge of Wholesale Banking.
* Relevant experience in a 2nd Line of Defence or 3rd Line of Defence role.
* Excellent working knowledge of UK banking regulation, ideally with working experience at the FCA, PRA and/or Bank of England.
* Ability to work under pressure and to tight deadlines.
* Very strong written and presentation skills.

The successful candidate will:

* Alongside the Head of Compliance, to keep abreast of regulatory developments in UK and to review changes to regulation.
* Assist in providing guidance, advice and support in relation to all regulatory matters applicable to UK and ensure continued technical understanding of the activities and regulations.
* Support Head of Compliance to develop, implement, embed and review effective Policies - or Country Addendums to Group Policies - in relation to key regulatory risks, for example Market Abuse, Code of Conduct, Complaints Handling etc.
* Assist in reviewing new product proposals and providing advice on applicable regulatory requirements and necessary permissions.

For more information or to apply, please contact or call (Apply online only)