Compliance Manager / Senior Compliance Manager
Job Title: Compliance Manager / Senior Compliance Manager
Job Type: Permanent, full-time
Salary: Highly attractive salary, with a generous benefits package
Location: South West London
A leading investment and compliance service provider based in South West London are wanting to recruit a highly experienced, passionate Compliance Manager / Senior Compliance Manager who will contribute to the team's interaction with compliance clients and oversee the work of 2-3 Compliance Associates.
As an experienced Compliance Manager, you will conduct periodical compliance reviews, manage a compliance monitoring program and ensure regulatory oversight of the assigned clients on a day to day basis. You will also be able to in accordance with their tools and methods, manage the ongoing compliance monitoring plan for a portfolio of clients (hedge funds, investment managers, corporate finance advisors, wealth managers and crowdfunders).
Other day to day responsibilities include:-
- Conducting periodic calls with clients of the firm to discuss compliance tasks and monitor their conduct and compliance documentation.
- Perform a variety of special compliance projects and thematic reviews and sign-offs.
- Collate compliance requests and articulate issues to the compliance committee for discussion.
- Complete various client facing tasks, office visits, and file reviews.
To be offered this opportunity you will have experience working in an FCA compliance environment with a good understanding of the financial services industry. Possess excellent team leadership skills, strong attention to detail, and complete work consistently to a high level of quality. You must also be able to manage your own time on multiple ongoing projects effectively, whilst integrating efficiently with clients as well as at the same time influencing clients.
Bachelor's degree (Law or Business preferred) or similar is highly beneficial.
Along with a desirable salary, you'll also receive a generous benefits package which includes a bonus and employee equity scheme, private medical, pension scheme and more. This role will provide you with an outstanding opportunity to further develop your career in Compliance.
Interested? Send us your CV and tell us why you'd be perfect for the job!
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We're always on the hunt for outstanding Compliance Managers and we love meeting new people! So if this role doesn't sound like a great fit for you but you like the sound of us, please do get in touch and find out how we can help you find your next role!
PB Recruitment Consultants Ltd management team have over 35 years' experience of management within our specialist sectors, understanding the importance of reliability and commitment in service provision to ensure targets are met and ultimately customer satisfaction is provided. Through our experience, we have heightened awareness as to specific requirements to facilitate job momentum and enhance productivity. Together we have a wealth of knowledge which allows us to have insight when allocating candidates to each specific job and believe that through an initial meeting with clients are able to select those who would ensure higher productivity meeting and exceeding your standards in practice.
We understand that many industries do not work the average 9:00am - 5:00pm day, which is why our office phones divert every evening and at weekends, allowing us to provide a 24 hour service, seven days per week.
Whilst we endeavor to respond to each candidate, we do receive a large volume of applications, so if you have not heard from us within two weeks, unfortunately, you have been unsuccessful with your application. We will, however, add your details to our database and be sure to contact you should a suitable vacancy arise.