City based bank have an addition requirement for an experienced Compliance officer to join their Compliance team. Candidates must have International Banking experience plus around 3 years Compliance experience and a reasonable understanding of Regulatory requirements (FCA) and Money Laundering Prevention requirements
To be responsible (with oversight from Head of Compliance) for the formulation of and carrying on of the Branch’s compliance monitoring programme, to promote the Branch and maintain the compliance framework.
Lead in delivering comprehensive risk focused due diligence, including risk assessments and recommendations on higher risk relationships.
To assist the Compliance team to ensure that the Bank meets all necessary regulatory requirements in a timely manner.
To assist the Head of Compliance to ensure that the Bank meets its commitments in respect of its Anti Money Laundering obligations.
Provide assistance to the Head of Compliance in carrying out duties allocated on various regulatory matters within the department.