Compliance Monitoring Analyst

£50000 - £60000/annum
15 Jun 2017
15 Jul 2017
Contract Type
Full Time
A prestigious and growing Asset Management company based in the City of London are looking to partner with a Compliance Monitoring Analyst on a full time permanent basis starting as soon as possible.

This opportunity will offer excellent career progression, exposure to multiple areas of Compliance within the Business and senior stakeholder management along with project work from day 1.

The role requirements:
Delivery of high quality Compliance Monitoring activities across the business; including regular testing, thematic and ad-hoc reviews to test both compliance with regulations and legislations

Manage reviews and deliver results to Compliance Manager / Head of Compliance Monitoring

Liaise with Compliance Advisory team on a regular basis, delivering reviews and concerns.

Complete review planning on breaches, complaints, operational risk intel and any other information.

Control and manage testing, record tests, and follow compliance monitoring procedure

Ensure issues are identified and mitigated where appropriate and recommend changes to the business

Assist Head of Compliance Monitoring reports to Board Members

Grow and nurture working relationships with Risk and Compliance Departments and senior managers throughout the business

Experience we are looking for

Risk Based Compliance Monitoring knowledge
Good understanding of UK regulatory requirements
Asset Management experience (Desirable)
Ability to work well under pressure, in a team or alone BAU or project based

A full job description is available on request