Compliance Monitoring AVP

Hays Specialist Recruitment Limited
Birmingham, West Midlands
15 Jun 2017
15 Jul 2017
Contract Type
Full Time

Compliance Monitoring - Global Banking Group - Northampton - up to £50,000

Your New Company

With a strong, global presence whilst remaining profitable throughout the financial crisis, this European bank continues to find ways of growing their operations and adding to the vast amount of branches that are already present worldwide. With a working environment designed to help their employees develop and grow within the bank and turn potential ideas into realistic outcomes.

Your New Role

You will be required to execute compliance monitoring reviews which may include desk, thematic or flash investigations as well as develop and manage the annual testing plan. Furthermore, you will analyse regulatory change, assessing the impact it may have to the control framework and work with multiple business stakeholders to agree action lines identified from control weaknesses.

What You'll Need to Succeed

Successful candidates will have previous experience of Compliance monitoring in an investment bank. They will also possess knowledge of relevant FCA rules and regulatory change, including compliance processes/procedures. Successful candidates will also have extensive knowledge of wholesale banking products (credit/rates, foreign exchange, equity & financing transactions)

What You Will Get in Return

This bank possess one of the best work-life balances amongst all the banks as well as offering very good bonuses. In addition to this, their growing presence globally has enabled them to attract some of the best talent in the market and therefore there is an opportunity to learn and work with some of the best compliance professionals around. The bank actively promotes internal mobility, therefore there is huge potential to grow gaining exposure across all areas of the business working throughout the organisational hierarchy from junior to senior stakeholders and work alongside risk, legal and operations departments.

What to do Next

If this role is of interest please send apply to this role or alternatively email or call . We are seeing a number of roles being released from leading global banks, so please give the Investment Banking Compliance team a call to discuss further. Furthermore, with the recent news surrounding the UK and Europe feel free to call in order to discuss the market.

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