Park Time Compliance Officer - Insurance

Recruiter
MW APPOINTMENTS
Location
Stevenage
Salary
£30000 - £45000 per annum
Posted
14 Jun 2017
Closes
14 Jul 2017
Contract Type
Permanent
Hours
Part Time
Part Time Compliance Officer
Insurance Broker based in Stevenage

·Relay and implement processes.
·Debate and explain a coherent way as to why the processes and procedures should be adhered to.
·Understanding of FCA regulations
·Management of regulatory requirements of the company and its Appointed Representatives including setting up, monitoring, maintaining adequate and appropriate systems and controls to ensure regulatory compliance.
·Working within the company's compliance plan to ensure it is managed in accordance with the company's objectives.
·Providing advice and as necessary management of any parts of the FCA Compliance Plan preparing reports as required.
·Providing staff advice, training and support as necessary to ensure adherence with the company's Compliance Procedures Manual
·Make decisions and work in a team of 3 staff
·Must have compliance experience from an Insurance Broker

May also look at Full time.
Salary to £45,000 (pro rata)

MW Appointments is acting as an Employment Agency in relation to this vacancy.