Training & Competence Manager - Financial Services

Bristol, Avon
11 Jun 2017
11 Jul 2017
Contract Type
Full Time

We are currently recruiting a Training & Competence Manager for Stockbroking Services and the Central Investment Teamto join our client, a well-respected wealth management firm located in Bristol.

The successful candidate will conduct Training and Competence activities with Stockbrokers and Discretionary Fund Managers, provide risk management and a development structure. The T&C Manager will report to the Director of Stockbroking.


  • Ensure you always have a comprehensive knowledge of the market, services, and customer and regulatory requirements
  • Monitor team competence and report activity data to Director of Stockbroking
  • Assist the Director of Stockbroking in the running of the business
  • Ensure Stockbrokers are provided with appropriate support
  • Identify and investigate potential risks
  • Identify and report any complaints
  • Prepare action and development plans
  • Provide accurate training to increase the team’s level of competence


  • Supervision e.g. JO7/H15
  • Diploma Level 4 or equivalent
  • Minimum of 1 years’ experience in a similar role
  • Excellent knowledge of the financial services market
  • Ideally knowledge of the Investments and Wealth Management sector
  • Good communication skills
  • Training and coaching skills
  • Proficient with Microsoft Office
  • Strong client and business quality focus

This is a full-time permanent position based in Bristol with a starting salary of £35,000 - £45,000 DEO.

Please get in touch with an updated version of your CV to find out more about this position.