Compliance Advisor - General Insurance

London, South East England
11 Jun 2017
10 Jul 2017
Contract Type
Full Time


My client is a reputable financial services organisation and due to continued growth, they have an urgent requirement for an experienced compliance professional to join their Audit, Risk & Compliance team.

The Role

This is an exciting time to work for a prestigious organisation and playing a key role within their growing Risk & Compliance function, you will be tasked with the following:

  • Engage with management across allocated business activities to ensure risk and compliance matters are identified and managed effectively.
  • Support and perform Regulatory training and awareness activities across the business
  • Manage the implementation of Risk & Compliance framework across operational and change activities, identifying opportunities for enhancement where appropriate. Maintain key policies and standards as required to support the framework.
  • Support the analysis of the impact of regulatory change to the business and the effective implementation.
  • Produce inputs for the relevant sections of regular Risk & Compliance reporting to Senior Management, Executive Management and Board (including Board sub-committees).
  • Develop strong network of relationships across the group
  • Provide high quality, timely and clear advice and support to allocated business activities on risk and compliance matters.
  • Ensure that allocated business activities understand and fulfil responsibilities within Risk & Compliance framework.

Key Requirements

  • 2- 4 years Regulatory experience gained within a relevant FCA regulated environment.
  • Strong ICOBs knowledge
  • Good technical background of FCA regulatory requirements across either General Insurance, Consumer Credit or Mortgage products.
  • Develop good knowledge of all applicable UK legislation, codes of practice, industry guidelines and best practice that have the potential to impact on the organisation
  • Good understanding of risk management framework (including but not limited to operational, conduct, financial, data protection and information security), with deep area of specialism of a particular element of risk management or compliance requirements.
  • Experience of online and digital operations (desirable)
  • Strong organisational and communication skills
  • Strong relationship building skills
  • Ability to operate effectively within a fast paced organisation.
  • Ability to work independently and manage workload effectively
  • A good team player