Compliance Manager

Recruiter
NRG RESOURCING LTD
Location
Southampton
Salary
£35000 - £50000/annum £3k-£50K dependent on experience
Posted
10 Jun 2017
Closes
10 Jul 2017
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
My client is an IFA organisation dealing with high net worth clients nationwide. They now have an opportunity for an experienced Compliance Officer to join the company.

The Compliance Officer is responsible for all governance, risk, compliance and regulatory issues in line with the requirements of the Financial Conduct Authority and other regulators, and overseeing the investment committees.

This a key position in a rapidly expanding organisation and the selected individual must fit into the dynamic team ethos already established and whose activities will revolve around the company’s operations.

This role will involve monitoring, reviewing and reporting results of the regulatory compliance, licensing requirements and compliance ethics.

The successful applicant will have previous experience working within a regulated Compliance role, and will have a thorough understanding of the requirements of the FCA