Compliance Assistant

Steve Daniels Consulting
City Of London, London
09 Jun 2017
08 Jul 2017
Contract Type
Full Time

Job Title: Compliance Assistant - our client for this role are a law firm based in the Old Bailey area

Salary: £28,500 per annum.

Hours: Traditionally 9.30 am - 6:00 pm: Monday - Friday.

Duties: Support for the Head of Compliance, COLP and COFA

Checking of all File Opening Documentation for completeness and accuracy

Activation of Matters

Administration of File Compliance Reviews performed by senior Fee Earners

Performance of monthly SAR testing to ensure controls in place in Accounts Department are being performed.

Annual review of Compliance measures in place throughout the Firm.

Bi-weekly follow up with Fee Earners of matters opened for which File Opening Documentation is incomplete.

Maintenance of various Logs - Entertainment, PEP’s, Interest Party etc

Maintenance of the Office Manual including liaison with Fee Earners responsible for particular sections

Verification of Passport details using World Check

Skills: Solid legal background with experience in File Opening

Ability to communicate with Fee Earners

Good IT Skills - Word and Excel essential

Good organisational skills

Good Communication skills

Good proficiency at Excel

Good proficiency at Word