Compliance Manager CF11 reporting into CEO

Recruiter
Communicate Recruitment Solutions LTD
Location
Central London, London
Salary
50000.0000
Posted
09 Jun 2017
Closes
08 Jul 2017
Contract Type
Permanent
Hours
Full Time

Compliance Manager CF11

A well respected IFA in the centre of London is currently seeking a Compliance Manager and MLRO to hold the CF11 mantle. The firm has been going through a period of growth and this newly created opportunity is the perfect chance to join a business with excellent growth potential. The role requires a Compliance Officer that understands what it’s like when the shoe is on the other foot, so previous experience as an Independent Financial Adviser would be beneficial.

The role:

  • Undertake Compliance reviews
  • Aid in the creation of the Compliance plan
  • Create plans to deal with future regulatory change
  • Work alongside the CEO on an AD Hoc basis

Requirements:

  • CII Diploma in Financial Planning
  • CII AF3 qualified
  • CII R08 qualified
  • Understanding of T&C
  • MLRO/CF11 Experience