Regulatory Compliance Monitoring and Testing Assistant Manager, based in London
A leading Global Financial Institution is seeking to employ a Regulatory Compliance Monitoring and Testing Assistant Manager, based in London
Hours 35 per week/permanent.
Competitive salary offered.
The role holder will support the completion of the European Regulatory Compliance Monitoring and Testing (RCMAT) plan in country, assist regional business line leads as appropriate, and meet local regulatory compliance requirements. In addition, they will support completion of the European RCMAT monitoring plan across the region as directed and based on changing resource requirements. The role holder will contribute to the continuing development, implementation and improvement of the processes, structures, capabilities, capacity and infrastructure needed to deliver agreed plans and targets, collaborating with colleagues to maximise end to end integration, effectiveness and efficiency.
The successful candidate will be a graduate and they will have the following:
- Understanding of Regulatory Compliance requirements and risk-based monitoring techniques
- Understanding of the Retail Banking and Wealth Management regulatory environment and products
- Knowledge of the FCA Handbook or other Financial Regulator
Closing dates for applications Monday 16th January 2017